Rupert John Alexander Fane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rupert John Alexander Fane, a licensed former licensee with CE reference AEL032. This person has 5.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orion Investment Management Limited | RO | Type 1 - Dealing in securities | 2015-03-12 | 2015-09-12 |
| Orion Investment Management Limited | RO | Type 4 - Advising on securities | 2015-03-12 | 2015-09-12 |
| Orion Investment Management Limited | RO | Type 6 - Advising on corporate finance | 2015-03-12 | 2015-09-12 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2005-05-27 | 2007-11-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2005-05-27 | 2007-11-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | 2005-05-27 | 2007-11-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-05-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-05-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-15 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Rupert John Alexander Fane during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jeremy Adrian Amias | Orion Investment Management Limited | 2015 |