Paco Kar Lun Ng
吳家倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paco Kar Lun Ng (吳家倫), a licensed former licensee with CE reference AEK874. This person has 8.0 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-14 | 2011-07-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-14 | 2011-07-01 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-03 | 2010-12-01 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-03 | 2010-12-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-08 | 2010-05-08 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-08 | 2010-05-08 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-10 | 2010-01-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-10 | 2010-01-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-15 | 2008-02-16 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-15 | 2008-02-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-25 | 2007-03-10 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-25 | 2007-03-10 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-16 | 2006-09-15 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-16 | 2006-09-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-15 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-29 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-29 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-11 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paco Kar Lun Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.