Rex R K Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rex R K Chung, a licensed former licensee with CE reference AEI990. This person has 9.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2018-05-09 | 2019-06-30 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
RO | Type 9 - Asset management | 2018-05-09 | 2019-06-30 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-04 | 2019-06-30 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-05 | 2018-05-09 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-04-05 | 2018-05-09 |
| KKR Capital Markets Asia Limited | RO | Type 1 - Dealing in securities | 2009-10-22 | 2015-12-31 |
| KKR Capital Markets Asia Limited | RO | Type 4 - Advising on securities | 2009-10-22 | 2015-12-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-25 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Rex R K Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sharon Yang | KKR Capital Markets Asia Limited | 2010–2015 |
| Yangyang Liu | EIG Global Energy (Asia) Limited | 2016–2019 |
| William Robert Thierbach | EIG Global Energy (Asia) Limited | 2016–2019 |
| Robert Blair Thomas | EIG Global Energy (Asia) Limited | 2016–2019 |
| Jia Ning Phua | EIG Global Energy (Asia) Limited | 2016–2019 |
| Stanley Yaun Ho | KKR Capital Markets Asia Limited | 2010–2015 |
| Clifford King Chiu | KKR Capital Markets Asia Limited | 2009–2014 |
| Tao Xiong | KKR Capital Markets Asia Limited | 2010–2014 |
| Angad Banga | KKR Capital Markets Asia Limited | 2010–2013 |
| Wei Yu Tan | KKR Capital Markets Asia Limited | 2014–2015 |
| Wei Xin | KKR Capital Markets Asia Limited | 2014–2015 |
| Diane Raposio | KKR Capital Markets Asia Limited | 2014–2015 |
| Sarah Xiaoyue Zhang | KKR Capital Markets Asia Limited | 2015 |