Karen Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Wong (黃嘉倫), a licensed Responsible Officer with CE reference AEI412. Currently licensed at 2 firm(s): Kingsway Financial Services Group Limited, Kingsway Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 22.9 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-27 | present |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-01-27 | present |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-22 | 2022-06-22 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-25 | 2016-01-27 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-25 | 2016-01-27 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 - Dealing in securities | 2013-09-19 | 2015-10-12 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-09-19 | 2015-10-12 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-16 | 2013-09-19 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-08-16 | 2013-09-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-07-12 | 2012-05-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-07-12 | 2012-05-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-07-12 | 2012-05-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-09 | 2011-07-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-09 | 2011-07-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-09 | 2011-07-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2008-02-11 | 2011-03-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-02-11 | 2011-03-29 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2008-02-11 | 2011-03-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2008-02-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-24 | 2008-02-11 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2007-08-24 | 2008-02-11 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2007-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.