Katherina Ka Shun Lo
盧嘉舜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherina Ka Shun Lo (盧嘉舜), a licensed former licensee with CE reference AEE887. This person has 10.4 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-21 | 2014-01-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-21 | 2014-01-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-10 | 2010-09-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-08 | 2010-06-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-08 | 2010-06-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-22 | 2009-07-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-22 | 2009-07-07 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-14 | 2008-02-17 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-14 | 2008-02-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-04 | 2007-08-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-04 | 2007-08-31 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-13 | 2006-08-22 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-13 | 2006-08-22 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-13 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-04-13 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-02 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-02 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-02 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-02 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherina Ka Shun Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.