Charles Yiu Wing Chiu
趙耀榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Yiu Wing Chiu (趙耀榮), a licensed former licensee with CE reference AEE312. This person has 7.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS International Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-01-10 | 2012-12-08 |
| UBS International Hong Kong Limited | Rep | Type 4 - Advising on securities | 2011-01-10 | 2012-12-08 |
| UBS International Hong Kong Limited | Rep | Type 4 - Advising on securities | 2005-05-04 | 2009-05-29 |
| UBS International Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2005-05-03 | 2009-05-29 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-05 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-11-05 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-15 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-15 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-15 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-15 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Yiu Wing Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.