Alison Wai Ying Law
羅惠英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alison Wai Ying Law (羅惠英), a licensed former licensee with CE reference AEE251. This person has 16.3 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-09 | 2019-08-05 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-09 | 2019-08-05 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-04 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-04 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-02 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-02 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-02 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-02 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alison Wai Ying Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.