Rico Sze Man Ma
馬思敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rico Sze Man Ma (馬思敏), a licensed former licensee with CE reference AED753. This person has 7.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | Rep | Type 1 - Dealing in securities | 2022-04-26 | 2022-07-08 |
| Peak Capital Limited | Rep | Type 4 - Advising on securities | 2022-04-26 | 2022-07-08 |
| Peak Capital Limited | Rep | Type 9 - Asset management | 2022-04-26 | 2022-07-08 |
| Bear Bright Limited 曜熊有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-15 | 2017-11-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-24 | 2010-06-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-19 | 2010-06-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2008-12-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-16 | 2008-09-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-11 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Rico Sze Man Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.