Shafiq Amirali Karmali
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shafiq Amirali Karmali, a licensed former licensee with CE reference AEA219. This person has 6.9 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cypress Lane Capital Limited | RO | Type 9 - Asset management | 2009-07-02 | 2010-12-31 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-11 | 2008-08-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | 2006-08-16 | 2008-08-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-08-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-13 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Shafiq Amirali Karmali during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Bill Man Biu Mui | Cypress Lane Capital Limited | 2009–2010 |
| Eugene Lien | Cypress Lane Capital Limited | 2009–2010 |
| Snowy Sze Ling Tan | Cypress Lane Capital Limited | 2009–2010 |
| Sang Won Chung | Cypress Lane Capital Limited | 2009–2010 |