Siu Shun Wan
溫紹迅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Shun Wan (溫紹迅), a licensed former licensee with CE reference AEA214. This person has 19.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-03 | 2021-11-30 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-10-03 | 2021-11-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-08-08 | 2022-12-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-27 | 2022-12-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-06-14 | 2022-12-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-06-14 | 2022-12-31 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2010-03-30 | 2010-12-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-08-26 | 2021-04-26 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-08-26 | 2019-03-15 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2004-08-26 | 2013-08-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-02 | 2004-08-26 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-02 | 2004-08-26 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-09-25 | 2004-07-31 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 1 - Dealing in securities | 2003-08-25 | 2004-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Shun Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.