Sai Man Ting
丁世民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Man Ting (丁世民), a licensed former licensee with CE reference ADZ993. This person has 16.8 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-01-21 | 2022-05-13 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-01-21 | 2022-05-13 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-28 | 2022-05-13 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-10-28 | 2021-01-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-28 | 2022-05-13 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-20 | 2020-03-27 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-20 | 2020-03-27 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-02-20 | 2020-03-27 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-12-05 | 2020-03-27 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-10-18 | 2017-12-05 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-10-18 | 2018-02-20 |
| Straits Financial (Hong Kong) Limited 時瑞金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-02-28 | 2017-09-30 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-05-27 | 2016-09-10 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-06 | 2011-05-27 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-12-03 | 2011-01-22 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2004-02-05 | 2008-02-01 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-02-04 | 2008-02-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-18 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-08 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Man Ting during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.