Charmain Sau Moy Soo
蘇秀梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charmain Sau Moy Soo (蘇秀梅), a licensed former licensee with CE reference ADZ038. This person has 9.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2004-09-28 | 2012-11-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-22 | 2012-11-16 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-11 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-11 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-11 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-11 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Charmain Sau Moy Soo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.