Grace Hang Nei Wong
王幸妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Hang Nei Wong (王幸妮), a licensed former licensee with CE reference ADY271. This person has 9.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2012-03-19 | 2014-04-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2011-06-08 | 2014-04-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-03-29 | 2014-04-05 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-03-29 | 2014-04-05 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-31 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-05-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-31 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-05-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-31 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Grace Hang Nei Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.