Pik Chi Choi
蔡碧芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Chi Choi (蔡碧芝), a licensed former licensee with CE reference ADW996. This person has 15.9 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT APAC Limited 法國巴黎投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-10 | 2021-01-29 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 - Dealing in securities | 2015-09-10 | 2019-01-31 |
| BNP PARIBAS ASSET MANAGEMENT APAC Limited 法國巴黎投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-10 | 2021-01-29 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 - Advising on securities | 2015-09-10 | 2019-01-31 |
| Wealth Management Cube Limited 富方投資平台有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-22 | 2015-08-14 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-08-21 | 2013-07-05 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-08-01 | 2013-07-05 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-07-09 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-22 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-22 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pik Chi Choi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.