Pieter van der Schaft
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pieter van der Schaft, a licensed former licensee with CE reference ADW623. This person has 6.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-02 | 2016-10-26 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-11-28 | 2014-04-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-11-28 | 2014-04-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-11-28 | 2014-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-17 | 2012-04-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-17 | 2012-04-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 - Advising on securities | 2004-10-26 | 2006-02-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pieter van der Schaft during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.