Jinjing Shi
史晉京
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinjing Shi (史晉京), a licensed former licensee with CE reference ADV731. This person has 15.8 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-13 | 2021-10-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-25 | 2021-10-29 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-25 | 2021-10-29 |
| SF Partners Limited 盛豐資本有限公司 |
RO | Type 4 - Advising on securities | 2014-01-28 | 2017-05-31 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-27 | 2013-05-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-24 | 2012-04-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-24 | 2012-04-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-24 | 2012-04-03 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2009-10-12 | 2010-06-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-10-12 | 2010-06-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-10-12 | 2010-06-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-17 | 2009-10-12 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-17 | 2009-10-12 |
| Lazard Asia (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2005-11-10 | 2009-05-18 |
| Lazard Asia (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2005-11-10 | 2009-05-18 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2005-08-24 | 2005-11-10 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-17 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-24 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-06-17 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jinjing Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.