Alexis Ventouras
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexis Ventouras, a licensed former licensee with CE reference ADS012. This person has 8.4 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-13 | 2019-04-30 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-13 | 2019-04-30 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-13 | 2019-04-30 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-04-13 | 2019-04-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-07-17 | 2003-08-06 |
| Lehman Brothers Futures Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2003-07-17 | 2003-08-06 |
| Lehman Brothers Futures Asia Limited | Rep | Type 7 - Providing automated trading services | 2003-07-17 | 2003-08-06 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-06 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-06 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-08 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-08 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-08 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-08 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-06 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-06 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-08 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexis Ventouras during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.