Korman Cho Mau Lui
雷祖謀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Korman Cho Mau Lui (雷祖謀), a licensed former licensee with CE reference ADN286. This person has 17.3 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-04-08 | 2023-01-12 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-04-08 | 2023-01-12 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2022-04-08 | 2023-01-12 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-16 | 2022-04-08 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-03-16 | 2022-04-08 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2022-03-16 | 2022-04-08 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-15 | 2020-02-28 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-02-15 | 2020-02-28 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-02 | 2018-02-15 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-02 | 2018-02-15 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2016-03-02 | 2020-03-27 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-29 | 2016-03-01 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-29 | 2016-03-01 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-12-29 | 2016-03-01 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-14 | 2014-11-18 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-14 | 2014-11-18 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2013-04-03 | 2014-08-29 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-10-07 | 2013-04-03 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-08 | 2011-09-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-05-28 | 2011-09-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-03-23 | 2011-09-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2003-11-10 | 2004-02-05 |
| Peace Town Forex Limited 平和外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2003-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Korman Cho Mau Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.