Wai Fat Ng
吳偉發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fat Ng (吳偉發), a licensed former licensee with CE reference ADL297. This person has 2.6 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-05-05 | 2012-12-31 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-05-05 | 2012-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-19 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Fat Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.