Chung Kan Chang
鄭忠勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Kan Chang (鄭忠勤), a licensed former licensee with CE reference ADJ876. This person has 14.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2020-11-03 | 2022-11-25 |
| SoFi Securities (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2020-11-03 | 2022-11-25 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-08-11 | 2020-11-03 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-01 | 2020-07-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-11 | 2020-07-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-14 | 2005-06-27 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 - Advising on securities | 2004-07-15 | 2005-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Kan Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.