Johnny Chi Chung Lee
李志璋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Chi Chung Lee (李志璋), a licensed former licensee with CE reference ADJ622. This person has 3.8 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2008-09-26 | 2009-09-20 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2008-04-28 | 2009-09-20 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-27 | 2008-04-28 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-10 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-07-10 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-10 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-10 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-10 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-10 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnny Chi Chung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.