Carmen Ka Mun Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Ka Mun Yau (邱嘉敏), a licensed Responsible Officer with CE reference ADJ396. Currently licensed at 1 firm(s): MFG Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 21.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-03 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-10-03 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 - Asset management | 2025-10-03 | present |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-01-06 | 2020-06-05 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-05-13 | 2025-09-30 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-06 | 2025-09-30 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-06 | 2025-09-30 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-31 | 2012-01-13 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-10 | 2012-01-13 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-03 | 2010-09-04 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-19 | 2007-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmen Ka Mun Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.