Siu Hung Lee
李兆鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hung Lee (李兆鴻), a licensed former licensee with CE reference ADH590. This person has 18.2 years of SFC licence history. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-11 | 2023-02-02 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-11 | 2019-06-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-05 | 2011-12-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-12-14 | 2011-12-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-05 | 2009-12-14 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-11 | 2009-09-15 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-27 | 2009-08-07 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-27 | 2009-08-07 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-24 | 2006-06-12 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-10-24 | 2006-06-12 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-22 |
| REXCAPITAL Online Limited 御泰網上金融服務有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-10 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-09-22 |
| REXCAPITAL Online Limited 御泰網上金融服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-10 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-10 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-10 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-10 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-10 |
| REXCAPITAL Online Limited 御泰網上金融服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-10 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Hung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.