Sui Ha Yau
邱垂霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Ha Yau (邱垂霞), a licensed former licensee with CE reference ADG150. This person has 23.2 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-03 | 2026-06-03 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-04-01 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sui Ha Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.