Sek Yuen Kwong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sek Yuen Kwong (鄺錫源), a licensed Representative with CE reference ADD017. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-25 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-14 | 2006-01-13 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-13 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-02 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-02 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-02 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Sek Yuen Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tze Leung Chan | UOB Finance (HK) Limited | 2003–2005 |
| Poon Wing Tang | UOB Finance (HK) Limited | 2005 |