Henry Chi Sheung Chan
陳志尚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Chi Sheung Chan (陳志尚), a licensed former licensee with CE reference ADC128. This person has 17.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 4 - Advising on securities | 2013-03-19 | 2021-09-03 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-04 | 2013-03-19 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-16 | 2013-03-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-16 | 2013-03-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2012-03-16 | 2013-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-10 | 2011-11-01 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-01-10 | 2011-11-01 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-01-10 | 2011-11-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2007-11-15 | 2011-11-01 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 4 - Advising on securities | 2005-05-25 | 2010-10-20 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-10 | 2005-05-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Chi Sheung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.