Siu Kuen Becky Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kuen Becky Wong (黃少娟), a licensed Responsible Officer with CE reference ADB986. Currently licensed at 1 firm(s): Cornucopiae Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-23 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-01-28 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 9 - Asset management | 2019-01-28 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-04 | 2019-01-28 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-12-04 | 2019-01-28 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 4 - Advising on securities | 2015-10-06 | 2018-11-07 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 9 - Asset management | 2015-10-06 | 2018-11-07 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kuen Becky Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.