Adam Shun Fat Chan
陳順發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Shun Fat Chan (陳順發), a licensed former licensee with CE reference ADA394. This person has 9.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-05 | 2012-06-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2007-10-05 | 2012-06-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-13 | 2007-09-28 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-09-28 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-09-28 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-03 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-29 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-03 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-29 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adam Shun Fat Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.