Siu Fai Lau
劉兆輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fai Lau (劉兆輝), a licensed former licensee with CE reference ADA388. This person has 15.1 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-23 | 2022-07-31 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-06-27 | 2019-05-09 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-06-27 | 2019-05-09 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-01-27 | 2017-06-27 |
| Partners Capital Securities Limited 博大證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-27 | 2019-05-09 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-21 | 2016-10-27 |
| STI Asset Management Limited | Rep | Type 9 - Asset management | 2016-05-24 | 2016-09-12 |
| STI Asset Management Limited | RO | Type 1 - Dealing in securities | 2016-05-24 | 2016-09-12 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-03-11 | 2016-05-05 |
| Redford Securities Limited 泓福證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-29 | 2016-05-05 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-15 | 2012-05-29 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2011-10-06 | 2012-05-08 |
| Public Securities Limited 大眾証券有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-06 | 2011-09-17 |
| Public Securities Limited 大眾証券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-24 | 2010-07-06 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-29 | 2008-02-18 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-27 | 2005-07-28 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Fai Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.