Wai Chun Lau
劉偉駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chun Lau (劉偉駿), a licensed former licensee with CE reference ACY158. This person has 14.7 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-03-28 | 2024-10-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-03-28 | 2024-10-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-03-28 | 2024-10-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-08 | 2024-10-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-11-08 | 2024-10-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 9 - Asset management | 2022-11-08 | 2024-10-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-02-10 | 2022-11-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-07 | 2022-11-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-07 | 2022-11-08 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-09-23 | 2016-02-26 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-26 | 2016-02-26 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-26 | 2016-02-26 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2012-10-26 | 2016-02-26 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-21 | 2006-06-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-21 | 2006-06-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-12-21 | 2006-06-01 |
| Lombard Capital Limited 朗盈萬通融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-05-07 | 2005-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chun Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.