Maureen Wai Ling Chan

陳慧玲
CE No. ACU384 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maureen Wai Ling Chan (陳慧玲), a licensed former licensee with CE reference ACU384. This person has 13.0 years of SFC licence history. Total licence records on file: 7.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Metaverse Securities Limited
元宇證券有限公司
RO Type 1 - Dealing in securities 2012-06-12 2017-02-10
Metaverse Securities Limited
元宇證券有限公司
RO Type 4 - Advising on securities 2012-06-12 2017-02-10
Metaverse Securities Limited
元宇證券有限公司
Rep Type 1 - Dealing in securities 2011-03-21 2012-06-12
Metaverse Securities Limited
元宇證券有限公司
Rep Type 4 - Advising on securities 2011-03-21 2012-06-12
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 4 - Advising on securities 2007-03-20 2011-03-18
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 1 - Dealing in securities 2004-04-27 2011-03-18
South China Securities Limited
南華證券投資有限公司
Rep Type 1 - Dealing in securities 2004-01-31 2004-04-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Maureen Wai Ling Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
May Mei Kam Lam SMBC Nikko Securities (Hong Kong) Limited 2004–2011
Man Yan Yuen SMBC Nikko Securities (Hong Kong) Limited 2004–2011
Chi Leong Chan Metaverse Securities Limited 2011–2017
Yat Chiu Lam Metaverse Securities Limited 2011–2017
Wai Lung Chan SMBC Nikko Securities (Hong Kong) Limited 2004–2011
Thomas Kin Tung Ip Metaverse Securities Limited 2013–2017
Miwa Honda SMBC Nikko Securities (Hong Kong) Limited 2008–2011
Chi Cheong Lei Metaverse Securities Limited 2014–2017
Hiromi Sato SMBC Nikko Securities (Hong Kong) Limited 2007–2011
Chun Shing Leung SMBC Nikko Securities (Hong Kong) Limited 2004–2007
Pauline Po Yuen Ng SMBC Nikko Securities (Hong Kong) Limited 2006–2008
Chia-Le Carol Tu SMBC Nikko Securities (Hong Kong) Limited 2007–2009
Ka Ho Lin SMBC Nikko Securities (Hong Kong) Limited 2005–2007
Cynthia Petrina Louey SMBC Nikko Securities (Hong Kong) Limited 2007–2009
Jiin Yih Lee SMBC Nikko Securities (Hong Kong) Limited 2005–2007
Guoqiang Liang Metaverse Securities Limited 2011–2012
Shui Key Yip SMBC Nikko Securities (Hong Kong) Limited 2004–2005
Frances Cheung SMBC Nikko Securities (Hong Kong) Limited 2004–2005
Shuang Liu SMBC Nikko Securities (Hong Kong) Limited 2006–2007
Tsz Yee Wu SMBC Nikko Securities (Hong Kong) Limited 2006–2007
Explore the interactive colleague network →

Related