Richard Wai Wah Hung
熊蔚華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Wai Wah Hung (熊蔚華), a licensed former licensee with CE reference ACO957. This person has 2.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HFR Asset Management (Hong Kong) Limited 恒富資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-15 | 2006-11-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-08-10 | 2005-05-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-05-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-05-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-05-03 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Wai Wah Hung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Alan Chi Lun Liu | HFR Asset Management (Hong Kong) Limited | 2006 |