Francis Joseph Slevin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Joseph Slevin, a licensed former licensee with CE reference ACJ594. This person has 3.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2003-10-15 | 2007-01-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 1 - Dealing in securities | 2003-10-15 | 2007-01-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2007-01-27 |