Richard Jeremy Barton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Jeremy Barton, a licensed former licensee with CE reference ACF860. This person has 8.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-09 | 2012-11-30 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 - Dealing in securities | 2008-09-29 | 2009-10-16 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-20 | 2008-07-18 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2005-06-22 | 2005-11-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-15 | 2004-08-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-05-15 | 2004-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Jeremy Barton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.