Ka Kin Ng
吳家健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin Ng (吳家健), a licensed former licensee with CE reference ACF722. This person has 21.7 years of SFC licence history. Total licence records on file: 31.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Suncorp Securities Limited 新確證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-08 | 2025-12-31 |
| Suncorp Asset Management Limited | RO | Type 4 - Advising on securities | 2023-06-08 | 2025-12-31 |
| Suncorp Asset Management Limited | RO | Type 9 - Asset management | 2023-06-08 | 2025-12-31 |
| Suncorp Securities Limited 新確證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-07 | 2023-06-08 |
| Suncorp Asset Management Limited | Rep | Type 4 - Advising on securities | 2023-06-07 | 2023-06-08 |
| Suncorp Asset Management Limited | Rep | Type 9 - Asset management | 2023-06-07 | 2023-06-08 |
| Lumineux Asset Management Limited 世傳資產管理有限公司 |
RO | Type 9 - Asset management | 2020-08-18 | 2023-01-04 |
| Lumineux Securities Limited 世傳證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-13 | 2023-01-04 |
| Lumineux Securities Limited 世傳證券有限公司 |
RO | Type 4 - Advising on securities | 2020-07-13 | 2023-01-04 |
| Springwell Capital Limited 淞泉資本有限公司 |
RO | Type 9 - Asset management | 2019-11-22 | 2020-05-31 |
| Springwell Capital Limited 淞泉資本有限公司 |
Rep | Type 9 - Asset management | 2019-05-16 | 2019-11-22 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-01 | 2019-02-01 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 4 - Advising on securities | 2018-02-01 | 2019-02-01 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-16 | 2017-12-12 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-11-16 | 2017-12-12 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-28 | 2016-11-16 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-28 | 2016-11-16 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-20 | 2016-09-08 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-06-20 | 2016-09-08 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-12 | 2016-06-20 |
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-10-06 | 2016-05-11 |
| Jimei Futures Limited 集美期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-07-20 | 2013-01-05 |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-01 | 2014-10-06 |
| Jimei Futures Limited 集美期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-01 | 2012-07-20 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-17 | 2009-08-29 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-04-10 | 2009-08-29 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 - Advising on futures contracts | 2003-04-10 | 2004-10-15 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 9 - Asset management | 2003-04-10 | 2004-10-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-04-09 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-04-09 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Kin Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.