Ming Yan Chan
陳洺胤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Yan Chan (陳洺胤), a licensed former licensee with CE reference ACD664. This person has 17.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-29 | 2021-06-28 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-02-11 | 2020-11-26 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-02-11 | 2020-11-26 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-02-22 | 2020-11-26 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-04-22 | 2020-11-26 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-09 | 2016-04-22 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-09 | 2016-04-22 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-20 | 2014-05-02 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-11-01 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-07 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-07 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Yan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.