Ka Hang Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hang Lam (林家亨), a licensed Responsible Officer with CE reference ACB908. Currently licensed at 1 firm(s): China Demeter Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-07 | present |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 4 - Advising on securities | 2016-11-07 | present |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 9 - Asset management | 2016-11-07 | present |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-08 | 2016-11-07 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-08 | 2016-11-07 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 9 - Asset management | 2016-09-08 | 2016-11-07 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-22 | 2016-08-31 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 4 - Advising on securities | 2016-05-04 | 2016-08-31 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 9 - Asset management | 2016-05-04 | 2016-08-31 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-03 | 2016-07-22 |
| Christfund Futures Limited 恒豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-05-30 | 2015-10-27 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-10-27 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-05-30 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-22 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-22 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Hang Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.