Giselle Chi Sau Lee
李之秀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Giselle Chi Sau Lee (李之秀), a licensed former licensee with CE reference ACA198. This person has 13.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barings Investment Advisers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-12-23 | 2016-12-31 |
| Barings Investment Advisers (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-12-23 | 2016-12-31 |
| Barings Investment Advisers (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2013-04-25 | 2016-12-23 |
| Barings Investment Advisers (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2013-04-25 | 2016-12-23 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-27 | 2012-07-13 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-08-27 | 2012-07-13 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-10 | 2007-08-27 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-03-12 | 2005-02-17 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-02-23 | 2007-08-27 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-02-23 | 2005-02-17 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-02-20 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-02-20 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Giselle Chi Sau Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.