Shiu Man Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Man Chu (朱兆文), a licensed Responsible Officer with CE reference ABZ536. Currently licensed at 2 firm(s): Chong Hing Securities Limited, Chong Hing Commodities And Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.6 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chong Hing Securities Limited 創興證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | present |
| Chong Hing Securities Limited 創興證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-11 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-11 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-11 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Man Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.