Siu Chun Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chun Lai (黎笑珍), a licensed Representative with CE reference ABR564. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-09 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-10 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-14 | 2004-05-31 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-14 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-12 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-12 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-12 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Chun Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.