Pui Yun Tse
謝佩欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yun Tse (謝佩欣), a licensed former licensee with CE reference ABN508. This person has 7.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-20 | 2015-09-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-30 | 2015-09-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-01-30 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-01-30 | 2013-08-31 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2003-08-26 | 2004-01-16 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-08-26 | 2004-01-16 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yun Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hon Yeung Ma | China Everbright Capital Limited | 2003–2004 |
| Sai Tak Chu | China Everbright Capital Limited | 2003–2004 |
| Kelvin King Shiu Wu | China Everbright Capital Limited | 2003–2004 |
| You Guo | China Everbright Capital Limited | 2003 |
| Ming Yan Ho | China Everbright Capital Limited | 2003–2004 |
| Wai Kay Cheung | China Everbright Capital Limited | 2003–2004 |