Justin Kennedy
甘迺迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Justin Kennedy (甘迺迪), a licensed former licensee with CE reference ABN073. This person has 6.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 7 - Providing automated trading services | 2008-03-31 | 2009-10-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2009-10-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-10-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-08 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-08 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-10-08 |