Alex Yee Yuk Tang
鄧以旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Yee Yuk Tang (鄧以旭), a licensed former licensee with CE reference ABH696. This person has 16.0 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
RO | Type 4 - Advising on securities | 2012-07-05 | 2019-05-21 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-25 | 2019-05-21 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-25 | 2019-05-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-06 | 2011-04-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-06 | 2011-04-14 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-06 | 2011-04-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-09-21 | 2011-06-13 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-28 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Yee Yuk Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Po Ngan | ASA Securities Limited | 2011–2019 |
| Chi Ming Ho | ASA Securities Limited | 2011–2019 |
| Kwok Wai Wong | ASA Securities Limited | 2011–2019 |
| Xingxing Wang | ASA Securities Limited | 2011–2015 |
| Luen Kai Tam | ASA Securities Limited | 2014–2019 |
| Chen Chen | ASA Securities Limited | 2013–2015 |
| Tat Shing Wan | ASA Securities Limited | 2011–2016 |
| Stephen Wai Hung Chan | ASA Securities Limited | 2016–2019 |
| Wan Hung Leung | ASA Securities Limited | 2011–2015 |
| Tat Wai Leung | ASA Securities Limited | 2015–2019 |
| Kwok Choi Lai | ASA Securities Limited | 2017–2019 |
| Suk Ying Poon | ASA Securities Limited | 2015–2019 |
| Tony Hin Tung Pang | ASA Securities Limited | 2013–2015 |
| Fangxing Niu | ASA Securities Limited | 2013–2016 |
| Kam Kong Lo | ASA Securities Limited | 2015–2019 |
| Jun Feng | ASA Securities Limited | 2011–2013 |
| Kai Chun Ho | ASA Securities Limited | 2017–2019 |
| Ting Ting Ho | ASA Securities Limited | 2017–2019 |
| Darren Chan | ASA Securities Limited | 2016–2019 |
| Amanda Sin Man Cheung | ASA Securities Limited | 2013–2016 |