Franklin Fan Keung Lam
林奮強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Franklin Fan Keung Lam (林奮強), a licensed former licensee with CE reference ABG110. This person has 8.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-01-18 | 2011-07-11 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-01-18 | 2011-07-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-12-01 | 2006-01-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-12-01 | 2006-01-18 |
| UBS Securities Asia Limited | RO | Type 4 - Advising on securities | 2005-04-27 | 2006-01-09 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-27 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-01 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Franklin Fan Keung Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.