Tsz Yee Wu
胡子宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yee Wu (胡子宜), a licensed former licensee with CE reference AAV288. This person has 4.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Veda Capital Limited 智略資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-12-30 | 2009-12-31 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-04-02 | 2007-10-02 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-04 | 2007-10-02 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-04 | 2007-10-02 |
| Evolution Asia Investments Limited | Rep | Type 1 - Dealing in securities | 2003-07-21 | 2005-07-14 |
| Evolution Asia Investments Limited | Rep | Type 6 - Advising on corporate finance | 2003-07-21 | 2005-07-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-18 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-18 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-18 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Yee Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.