Rosanna Tsz Kwun Lee
李旨坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosanna Tsz Kwun Lee (李旨坤), a licensed former licensee with CE reference AAQ009. This person has 18.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-04 | 2017-08-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-04 | 2017-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-24 | 2021-12-08 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-11-24 | 2021-12-08 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2021-12-08 |
| RBC Futures Services (Asia) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-09-30 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2021-12-08 |
| RBC Futures Services (Asia) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-09-30 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-17 |
| RBC Futures Services (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rosanna Tsz Kwun Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.