Winnie Wing Nin Pun

潘詠年
CE No. AAK003 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wing Nin Pun (潘詠年), a licensed former licensee with CE reference AAK003. This person has 19.5 years of SFC licence history. Total licence records on file: 24.

Information

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Licence history

FirmRoleRegulated activityFromTo
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 - Dealing in securities 2021-11-18 2023-01-31
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 - Advising on securities 2021-11-18 2023-01-31
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 9 - Asset management 2021-11-18 2023-01-31
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
RO Type 1 - Dealing in securities 2012-09-17 2021-11-18
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
RO Type 4 - Advising on securities 2012-09-17 2021-11-18
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
RO Type 9 - Asset management 2012-09-17 2021-11-18
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
RO Type 1 - Dealing in securities 2006-09-30 2014-12-31
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
RO Type 4 - Advising on securities 2006-09-30 2014-12-31
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
RO Type 9 - Asset management 2006-09-30 2014-12-31
BlackRock Asia Limited RO Type 4 - Advising on securities 2005-12-13 2006-09-29
BlackRock Asia Limited RO Type 9 - Asset management 2005-12-13 2006-09-29
BlackRock Asia Limited Rep Type 4 - Advising on securities 2005-11-15 2005-12-13
BlackRock Asia Limited Rep Type 9 - Asset management 2005-11-15 2005-12-13
State Street Global Advisors Singapore Limited RO Type 4 - Advising on securities 2005-06-20 2005-07-18
State Street Global Advisors Singapore Limited RO Type 6 - Advising on corporate finance 2005-06-20 2005-07-18
State Street Global Advisors Singapore Limited RO Type 9 - Asset management 2005-06-20 2005-07-18
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
RO Type 6 - Advising on corporate finance 2005-05-12 2005-07-18
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
RO Type 1 - Dealing in securities 2004-11-01 2005-07-18
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
RO Type 4 - Advising on securities 2003-09-19 2005-07-18
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
RO Type 5 - Advising on futures contracts 2003-09-19 2005-07-18
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
RO Type 9 - Asset management 2003-09-19 2005-07-18
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-09-19
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-08-26
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2003-09-19

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Wing Nin Pun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wai Kwong Chow BlackRock (Hong Kong) Limited 2006–2014
Kelly Kar Yee Lam BlackRock (Hong Kong) Limited 2007–2014
Wai Lun Lee BlackRock (Hong Kong) Limited 2007–2014
Alan Robert Weatherston BlackRock (Hong Kong) Limited 2006–2014
Joshua Blaise Crabb BlackRock (Hong Kong) Limited 2007–2014
Ka Wai Clara Tam BlackRock (Hong Kong) Limited 2008–2014
Bing Ji BlackRock (Hong Kong) Limited 2008–2014
Dennis Ward Stattman BlackRock (Hong Kong) Limited 2006–2014
Elaine Yuen Ling Lam BlackRock (Hong Kong) Limited 2008–2014
Wei See Chan BlackRock (Hong Kong) Limited 2008–2014
Paak Khui Fung BlackRock (Hong Kong) Limited 2007–2013
Hsiang Sheng Wang BlackRock (Hong Kong) Limited 2006–2012
Evy Piers George Hambro BlackRock (Hong Kong) Limited 2007–2014
Peter William Swarbreck BlackRock (Hong Kong) Limited 2007–2013
Jing Ning BlackRock (Hong Kong) Limited 2008–2013
Alethea Chi Wing Leung BlackRock (Hong Kong) Limited 2009–2014
Marc Bovell Paul Desmidt BlackRock (Hong Kong) Limited 2009–2014
Janice Su Yun Choi BlackRock (Hong Kong) Limited 2006–2013
Chao Hsiang Tu BlackRock (Hong Kong) Limited 2009–2014
Mark Robert Woolley BlackRock (Hong Kong) Limited 2007–2012
Explore the interactive colleague network →

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