Graham Chi To Ng
伍志濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Chi To Ng (伍志濤), a licensed Representative with CE reference AAI128. Currently licensed at 1 firm(s): Cosmos One Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 19.1 years of SFC licence history. Total licence records on file: 38.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cosmos One Capital Limited 宏銘資本有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-02 | present |
| Cosmos One Capital Limited 宏銘資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-02 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-06 | 2021-04-07 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-06-06 | 2021-04-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-06-06 | 2021-04-07 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-06-06 | 2021-04-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-09 | 2019-06-06 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-09 | 2019-06-06 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-09 | 2019-06-06 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-04-09 | 2019-06-06 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-16 | 2017-03-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-12-16 | 2017-03-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-12-16 | 2017-03-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-12-16 | 2017-03-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-11-07 | 2017-03-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-09 | 2016-12-16 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-09 | 2016-12-16 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-09 | 2016-12-16 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-09-09 | 2016-12-16 |
| BOCI Research Limited 中銀國際研究有限公司 |
RO | Type 4 - Advising on securities | 2011-06-10 | 2016-05-31 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2008-07-11 | 2014-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-07-10 | 2016-05-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-07-10 | 2016-05-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2006-07-10 | 2016-05-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-07-10 | 2016-05-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-11 | 2006-07-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-11-11 | 2006-07-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-15 | 2006-07-10 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-12-15 | 2011-01-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-05 | 2006-07-10 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-05 | 2011-01-27 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-05 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-01-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-05 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Graham Chi To Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.