Tak Wing Lung

龍德榮
CE No. AAG270 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing Lung (龍德榮), a licensed former licensee with CE reference AAG270. This person has 12.3 years of SFC licence history. Total licence records on file: 26.

Information

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Licence history

FirmRoleRegulated activityFromTo
SR Wealth Securities Limited
中富證券有限公司
RO Type 4 - Advising on securities 2019-04-17 2020-01-28
SR Wealth Securities Limited
中富證券有限公司
RO Type 1 - Dealing in securities 2018-11-19 2020-01-28
Shang International Finance Limited
尚融國際金融有限公司
RO Type 1 - Dealing in securities 2018-01-12 2018-07-16
Shang International Finance Limited
尚融國際金融有限公司
RO Type 4 - Advising on securities 2018-01-12 2018-07-16
Fulbright Securities Limited
富昌證券有限公司
Rep Type 1 - Dealing in securities 2017-07-10 2017-11-08
Fairwin Broking Limited
海富證券有限公司
Rep Type 1 - Dealing in securities 2017-04-27 2017-06-23
Hong Kong Securities (International) Company Limited
香港證券(國際)有限公司
RO Type 1 - Dealing in securities 2016-12-13 2017-03-19
Hong Kong Securities (International) Company Limited
香港證券(國際)有限公司
Rep Type 1 - Dealing in securities 2016-12-01 2016-12-13
Modern Innovative Securities Limited
新質證券有限公司
RO Type 1 - Dealing in securities 2016-05-12 2016-09-03
MFG Limited
峰滙金融集團有限公司
Rep Type 1 - Dealing in securities 2015-08-14 2015-08-21
MFG Limited
峰滙金融集團有限公司
Rep Type 2 - Dealing in futures contracts 2015-08-14 2015-08-21
China CIFCO Securities Co., Limited
中國中期證券有限公司
Rep Type 1 - Dealing in securities 2015-07-10 2015-08-08
oOo Securities (HK) Group Limited
奧翱驁集團(香港)證券有限公司
Rep Type 1 - Dealing in securities 2013-10-02 2014-01-24
Luk Fook Securities (HK) Limited
六福證券(香港)有限公司
Rep Type 1 - Dealing in securities 2013-05-16 2013-07-23
Luk Fook Futures (HK) Limited
六福期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2013-05-16 2013-07-23
VMS Securities Limited
鼎珮證券有限公司
RO Type 1 - Dealing in securities 2012-01-09 2013-04-30
VMS Securities Limited
鼎珮證券有限公司
Rep Type 1 - Dealing in securities 2011-05-19 2012-01-09
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 1 - Dealing in securities 2009-12-04 2010-12-07
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2009-12-04 2010-12-07
Tung Shing Futures (Brokers) Limited
東盛期貨(經紀)有限公司
Rep Type 2 - Dealing in futures contracts 2009-05-04 2009-11-22
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 1 - Dealing in securities 2009-04-06 2009-11-22
Tse's Securities Limited
謝氏膺暉證券有限公司
Rep Type 1 - Dealing in securities 2008-12-23 2009-03-23
MUSHK Limited Rep Type 1 - Dealing in securities 2004-07-06 2008-11-01
MUSHK Limited Rep Type 2 - Dealing in futures contracts 2004-07-06 2008-11-01
Chief Commodities Limited
致富期貨商品有限公司
Rep Type 2 - Dealing in futures contracts 2003-12-22 2004-06-30
Chief Securities Limited
致富證券有限公司
Rep Type 1 - Dealing in securities 2003-10-02 2004-06-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Wing Lung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Pak Keung Li MUSHK Limited 2004–2008
Hiroshi Iguchi MUSHK Limited 2004–2008
Man Sau Shum MUSHK Limited 2004–2008
Tsutomu Ichimura MUSHK Limited 2006–2008
Kazutoshi Ogawa MUSHK Limited 2004–2007
Candice Pan MUSHK Limited 2005–2008
Simone Lee VMS Securities Limited 2011–2013
Xiaojun Ye SR Wealth Securities Limited 2018–2020
Ting Ting Anffany Chan SR Wealth Securities Limited 2018–2020
Kwun Hung Wong MUSHK Limited 2005–2007
Edmond Hoi Tik Lam MUSHK Limited 2006–2008
Darren Charles Vinton MUSHK Limited 2006–2008
Tamotsu Yasuda MUSHK Limited 2006–2008
Emiko Hiraoka MUSHK Limited 2006–2008
Andrew John Portsmouth-Layton MUSHK Limited 2006–2008
William Keith Jacobsen VMS Securities Limited 2011–2013
Dominic Gee Yan Chan MUSHK Limited 2007–2008
Jinge Cai SR Wealth Securities Limited 2018–2020
Keiichi Urata MUSHK Limited 2007–2008
Andrew Lamont-Brown MUSHK Limited 2007–2008
Explore the interactive colleague network →

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