Wai Kay Wong
黃偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kay Wong (黃偉基), a licensed former licensee with CE reference AAG244. This person has 13.7 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-09 | 2016-12-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-09 | 2016-12-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-01 | 2016-12-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-01-01 | 2016-12-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-24 | 2016-12-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-03-24 | 2006-01-01 |
| RBC Futures Services (Asia) Limited | RO | Type 2 - Dealing in futures contracts | 2005-03-24 | 2005-09-30 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 - Advising on securities | 2005-03-24 | 2016-12-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-03-24 | 2006-01-01 |
| RBC Futures Services (Asia) Limited | RO | Type 5 - Advising on futures contracts | 2005-03-24 | 2005-09-30 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 9 - Asset management | 2005-03-11 | 2016-12-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-08 | 2005-03-24 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-12-08 | 2005-03-24 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-24 |
| RBC Futures Services (Asia) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-03-24 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| RBC Futures Services (Asia) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-03-24 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-18 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-18 |
| RBC Futures Services (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kay Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.